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⚡ Source: ReedRef: 56998645

Financial Administrator

Financial Divisions·Waverley, Surrey·Posted 4 days ago
💰 £30-38k/year
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Job description

Original text imported from Reed

  • Financial Planning Administrator
  • £30k - £38k plus bonuses
  • Established Wealth Management Firm
  • Offices in Godalming (Surrey)
  • 25 days annual leave plus PMI & DIS
  • 4 days in the office per week

My client are a very well established Independent Financial Advisor (IFA) based in Godalming who have been operating for over 20 years with a full suite of financial advisers and mortgage advisers servicing local families, retirees and HNW private individuals. I have met the Directors and been to the offices and placed 8 staff into the business. Their clients primarily are based across Surrey, Hampshire and London, but they do have clients further afield. Clients hold anywhere between £100k to £1m+ of investable assets with a few families holding in excess of £2m of investments.

The business has very longstanding relations with their clients, but they do hold relationships with numerous professional sports clubs where they generate new business. Following a very good 12 months with lots of new business coming into the advisers’ inboxes, the Managing Director is seeking a Financial Administrator to join the team and support the entire function of the business.

Knowledge of the system "Intelligent Office" will be highly advantageous, and you will be working on obtaining clients' personal details, writing letters of authority and valuation, onboarding new clients, conducting AML checks, speaking to product providers and preparing all meeting documents and necessary resources. The business uses numerous platforms such as Quilter, Aviva, Elevate, Standard life wrap & Transact platforms. You will benefit from study support for any exams you are undertaking, accessible parking, extensive exposure to working with Paraplanners and an experienced adviser.

The role will pay £30k - £38k basic salary depending on experience. You will receive a full induction, a generous 25-day holiday allowance as well as an excellent pension contribution. You will be enrolled onto the bonus scheme and be enrolled onto a DIS and income protection scheme.

If this role of interest please get in touch with Peter at Financial Divisions.

SpeedCV AI

Key skills

AI-extracted from the job advert

Must-have skills
AML checksClient onboarding documentationLetters of authorityFinancial planning administrationInvestment platform experience (Quilter/Aviva/Transact/Elevate/Standard Life Wrap)
Nice-to-have
Intelligent Office CRMParaplanning exposureFinancial services qualifications (e.g. CF1, R01)
Soft skills
Attention to detailCommunicationOrganisationAutonomyClient relationship management
SpeedCV AI

Application advice

5 AI-generated recommendations to maximise your chances.

1

⭐ Highlight any experience with Intelligent Office prominently in your skills section — the advert flags it as 'highly advantageous' and it is the firm's primary CRM.

2

📊 Quantify your client administration workload: e.g. 'Managed onboarding documentation for 40+ new clients per quarter, reducing processing time by 20%'.

3

🎯 Specifically name the platforms you have used (Quilter, Aviva, Elevate, Transact, Standard Life Wrap) in a dedicated 'Platforms & Systems' section — the advert lists all five by name.

4

🔍 Demonstrate AML experience explicitly: reference the checks you conducted, the volume handled, and any regulatory frameworks followed (e.g. FCA, HMRC requirements).

5

🤝 Mention exposure to paraplanners or financial advisers in your work history — the advert specifically highlights this as a benefit, signalling it is central to the role.

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Suggested CV bullets

3 bullets our AI drafted for this specific advert, mirroring its ATS keywords.

How to tailor your CV

Add these 3 bullets under your most recent experience:

  • Processed onboarding documentation for 35 new HNW clients per quarter across Quilter and Transact platforms, maintaining 100% AML compliance with zero regulatory breaches over 18 months.
  • Prepared meeting packs, valuations and letters of authority for a team of 4 financial advisers, reducing adviser preparation time by 30% through standardised document templates.
  • Coordinated with 12 product providers to resolve outstanding transfer queries, cutting average resolution time from 15 to 8 working days and improving client satisfaction scores.

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Letter preview — tailored to Financial Divisions

Dear Hiring Manager,

Financial Divisions' Financial Planning Administrator vacancy at the Godalming IFA firm is a strong match for my background in wealth management administration. Having worked with investment platforms including Quilter and Transact and conducted AML checks and client onboarding as core parts of my daily role, I am confident I can support the adviser team from day one. Experience preparing meeting packs, letters of authority and valuations means I understand the pace and accuracy this environment demands.

My background in financial services administration includes supporting a team of advisers with HNW client portfolios, coordinating with product providers, and maintaining compliant client records. I have worked within FCA-regulated firms where attention to detail and timely communication with providers were non-negotiable, and I have consistently delivered accurate documentation under tight deadlines.

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Interview questions

10 questions generated from this advert.

Technical

  • Walk me through your experience using Intelligent Office — how have you used it to manage client records and tasks?
  • Which investment platforms (e.g. Quilter, Transact, Aviva) have you worked with, and what tasks did you perform on each?
  • How do you conduct AML checks, and what documentation do you typically gather during client onboarding?
  • Describe the process you follow when preparing meeting packs and valuations for a financial adviser.
  • How do you manage letters of authority — from drafting through to chasing providers and updating records?

Behavioural

  • Tell me about a time you managed multiple competing deadlines in an administrative role — how did you prioritise?
  • Describe a situation where you identified an error in a client document before it reached an adviser or client. What did you do?
  • Give an example of when you had to liaise with an external product provider to resolve a client query. What was the outcome?
  • Tell me about a time you supported a new team member or helped improve an administrative process.
  • Describe a situation where you had to handle a sensitive client matter with discretion and professionalism.
SpeedCV AINEW

STAR answer examples

Model answers using the Situation-Task-Action-Result framework. Adapt to your own experience.

1Question

Tell me about a time you managed multiple competing deadlines in an administrative role — how did you prioritise?

Situation: During a particularly busy quarter at my previous IFA firm, three advisers simultaneously requested meeting packs for back-to-back client review meetings scheduled within 48 hours. Task: I needed to prepare 9 separate valuation reports, letters and platform summaries without missing any appointments. Action: I triaged by meeting time, built a shared tracker to log each document's status, and contacted two providers in advance to expedite outstanding valuations. I completed the most time-sensitive packs first and flagged one minor data gap to the adviser 24 hours ahead. Result: All 9 packs were delivered on time, the adviser meetings ran without delay, and the process tracker was adopted by the wider admin team going forward.
2Question

Describe a situation where you identified an error in a client document before it reached an adviser or client. What did you do?

Situation: While preparing a transfer value letter for a client holding approximately £350,000 in a pension wrapper, I noticed the fund value quoted by the provider did not match the figure on the platform by £4,200. Task: I needed to resolve the discrepancy before the document went to the adviser for the next morning's review meeting. Action: I contacted the provider's back-office team directly, requested a corrected statement, and cross-referenced it against the platform data. I documented the discrepancy in the client file and flagged it to the paraplanner. Result: The corrected figure was confirmed within two hours, the letter was updated, and the adviser was able to present accurate information to the client — avoiding a potential compliance issue.

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